Your licensee for the future

Capstone is a leading, national, privately owned licensee with a complete suite of business support services to help you grow your business.

Four reasons why Capstone is your Licensee for the future

  • A collaborative approach to Compliance
  • Streamlined business systems and processes
  • Extensive marketing and communications services
  • Practical business advice and guidance

Capstone Tiers for Financial Advisers

The level of authorisation that’s right for you will largely depend on the type of advice you provide and the level of support services you need. Generally, tiers 1 and 2 are suitable for accountants providing limited advice, while tier 4 is our full service offering for financial advisers.

Tier 1

Suitable for Accountants who require basic authorisation and wish to provide advice regarding setting up or winding up an SMSF.

Allows you to:

  • Recommend the establishment or winding up of an interest in SMSF.
  • Provide advice on contributions and/or pensions on a client’s existing superannuation.
  • Provide class of product advice (advice that doesn’t involve a specific product recommendation) on basic deposit products and superannuation.

Support services included:

  • Risk and Compliance
  • Training and Education

Tier 2

Suitable for Accountants who wish to provide advice regarding setting up or winding up an SMSF as well as class of product advice.

Allows you to provide a broad range of financial advice. This includes the scope of advice offered under Tier 1, plus class of product advice on: 

  • Managed investments
  • Personal insurance
  • Securities.

Support services included:

  • Risk and Compliance
  • Training and Education

Tier 4

Suitable for qualified financial advisers who wish to provide comprehensive financial advice and require a complete suite of business support services.

Allows you to provide comprehensive financial product advice on:

  • Superannuation
  • Managed investments
  • Securities
  • Personal insurance
  • Basic deposit products
  • SMSFs
  • Standard margin lending.

Support services included:

  • Technology
  • Marketing and Communications
  • Risk and Compliance
  • Practice Coaching and Development
  • Training and Education
  • Research
  • Paraplanning (for an additional fee)

Don't take our word for it

“Everything they promised they delivered. If you are looking for a new licensee you cannot beat the Capstone service offering”.
Paul Bronson
Bronson Financial Services
“I recommend Capstone to any adviser seeking to 'go out on their own'. They are a fabulous licensee!”
Helen Stevenson
Strategic Retirement Solutions
“Capstone is for advisers, like a family of fellow practitioners all working towards better advice outcomes for every client”.
Michael Tadros
Innovative Financial Services
“Capstone was supportive from the moment we came onboard. We gained great insight into getting our business foundations right”.
Vicky Gilroy
Evan Edwards & Associates
“Capstone are remarkable with their service culture, they care what you think and are genuine about joint success into the long term”.
Joel Bones
IEC Financial Advisory
“I recommend Capstone for planners seeking a privately owned licensee that’s not in your face yet provides quality support services.”
Jeanette Schram
Nett Assets
“Grant and his amazing team have a down to earth and personalised approach to supporting practices”.
Jason Dudenas
Canyon Financial Planning

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Learn more about Capstone

Our Location
Level 1, 607 Bourke St, 

Melbourne VIC 3000
Copyright © 2024. Capstone Financial Planning Pty Ltd. All rights reserved.
ABN 24 093 733 969. Australian Financial Services Licence No. 223135.