The level of authorisation that’s right for you will largely depend on the type of advice you provide and the level of support services you need. Generally, tiers 1 and 2 are suitable for accountants providing limited advice, while tier 4 is our full service offering for financial advisers.
Tier 1
Suitable for Accountants who require basic authorisation and wish to provide advice regarding setting up or winding up an SMSF.
Allows you to:
Recommend the establishment or winding up of an interest in SMSF.
Provide advice on contributions and/or pensions on a client’s existing superannuation.
Provide class of product advice (advice that doesn’t involve a specific product recommendation) on basic deposit products and superannuation.
Support services included:
Risk and Compliance
Training and Education
Tier 2
Suitable for Accountants who wish to provide advice regarding setting up or winding up an SMSF as well as class of product advice.
Allows you to provide a broad range of financial advice. This includes the scope of advice offered under Tier 1, plus class of product advice on:
Managed investments
Personal insurance
Securities.
Support services included:
Risk and Compliance
Training and Education
Tier 4
Suitable for qualified financial advisers who wish to provide comprehensive financial advice and require a complete suite of business support services.
Allows you to provide comprehensive financial product advice on:
